FIDLEG (Financial Services Act)

Based on the legal requirements of Art. 8 et seq. of the Financial Services Act (FinSA), an overview of Estoppey Value Investments AG and its services is provided below.

A. Information about Estoppey Value Investments AG

Address: Steinentorberg 18, 4051 Basel
Phone: +41 61 511 50 17
E-mail: hc.stnemtsevnieulavobfsctd-4118d1@ofni
Website: www.valueinvestments.ch

Estoppey Value Investments AG was founded on 23.02.2022. The AG emerged from the sole proprietorship founded in 2017 under the same name.

Supervisory organization and audit firm

Estoppey Value Investments AG is currently (as of March 2023) supervised by the supervisory organization FINcontrol Suisse AG. Estoppey Value Investments AG is licensed by the Swiss Financial Market Supervisory Authority (FINMA) for professional asset management activities including investment advice.

Estoppey Value Investments AG is audited and reviewed for regulatory purposes by the audit firm Copartner Revision AG. The addresses of FINcontrol Suisse AG and Copartner Revision AG can be found here:

FINcontrol Suisse AG
c/o VQF Association for Quality Assurance of Financial Services
General-Guisan-Strasse 6
6300 Zug
Phone: +41 41 767 36 00
E-mail: hc.lortnocnifobfsctd-7e62b1@ofni
Website: www.fincontrol.ch

Copartner Revision AG
St. Alban-Anlage 46
P.O. Box 201
4010 Basel
Phone: +41 61 270 21 21
E-mail: hc.rentrapocobfsctd-474e79@suaj.ueihtam
Website: www.copartner.ch

Ombudsman’s office

Estoppey Value Investments AG is affiliated to the independent ombudsman’s office FINSOM, which is recognized by the Swiss Federal Department of Finance. Disputes concerning legal claims between clients and Estoppey Value Investments AG should, where possible, be settled by the ombudsman’s office within the framework of a mediation procedure. The address of the FINSOM ombudsman’s office can be found below:

FINSOM
Avenue de la gare 45
1920 Martigny
Phone: +41 27 564 04 11
E-mail: hc.mosnifobfsctd-795bd9@ofni
Website: www.finsom.ch

Ensuring the proper conduct of business

The proper conduct of business operations is guaranteed. If the managing director becomes incapacitated or dies, the following process is initiated: The employees, clients and / or heirs, immediately inform the Business Settlement Agreement Agent of the above event. The representative of the business settlement agreement takes over the complete business settlement of Estoppey Value Investments AG. The address of the liquidator, Dr. Apollo Dauag, is given below.

Dr. Apollo Dauag, Advokat
E-Mail: hc.raeserwalobfsctd-77e01e@gauad

B. Information on the financial services offered

Estoppey Value Investments AG provides its clients with asset management services and transaction-related investment advisory services. In the case of an investment advisory mandate by Estoppey Value Investments AG, clients are given a personal recommendation relating to individual financial instruments. Ultimately, however, the decision to buy or sell always remains with the client.

Estoppey Value Investments AG guarantees neither a return nor success in the context of its investment activities. The investment activity can therefore lead to an increase in value but also to a loss in value.

C. Customer segmentation

Persons for whom Estoppey Value Investments AG provides financial services are treated as private clients. No client segmentation is used.

This is intended to ensure that all clients receive the same high level of protection under the FinSA and that Estoppey Value Investments AG complies with the corresponding duties of conduct.

D. Information on risks and costs

General risks associated with trading in financial instruments
Asset management and investment advisory services entail financial risks. Please refer to the brochure “Risks in trading financial instruments” published by the Swiss Bankers Association for information on the risks associated with individual financial instruments. This can be viewed at www.swissbanking.ch.

If clients of Estoppey Value Investments AG have any further questions, they can contact their client advisor at any time.

Risks in connection with the services offered
Please refer to the corresponding asset management and investment advisory agreements for a description of the various risks that may arise from the investment strategy for the client’s assets.

When providing investment advice, Estoppey Value Investments AG provides clients with the basic information sheet for recommended financial instruments.

Cost information
A fee is charged for the services provided, which is normally calculated on the assets under management and on a performance basis. For more detailed information, please refer to the corresponding asset management or investment advisory agreements.

E. Information about binding to third parties

Economic ties to third parties may exist in connection with the financial services offered by Estoppey Value Investments AG. The acceptance of payments from third parties and their treatment are regulated in detail and comprehensively in the asset management and investment advisory agreements. As a matter of principle, Estoppey Value Investments AG does not accept any retrocessions from third parties in order to maintain its independence.

F. Information on the market supply considered

Estoppey Value Investments AG generally pursues an “open universe approach” and attempts to make the best possible choice for clients when selecting financial instruments. Estoppey Value Investments AG offers an independent and transparent asset management and investment advisory service. For this reason, Estoppey Value Investments AG does not use or recommend any of its own financial instruments.

G. Timeliness of information according to FinSA/FinSO:

This information according to FIDLEG/FIDLEV is valid until revoked and is dated 04.07.2024. It can be accessed at any time on our website, downloaded and recorded on a permanent data carrier.

Download:“Information obligation FIDLEG Estoppey Value Investments AG“